CFA考试资料答案R02.1 Standards I(A) and I(B) - Answers.pdf

Question #1 of 51 Question ID: 1212272 Allen Parsons, a CFA candidate, suspects a colleague at his rm of engaging in an illegal activity. Which of the following statements about procedures for compliance involving Standard I(A), Knowledge of the law is NOT correct? Parsons: A) should consult counsel to determine whether the conduct is, in fact, illegal. B) should urge his rm to attempt to persuade the perpetrator to cease such conduct. C) is required to report this legal violation to the appropriate governmental or regulatory organizations. 7 3 2 1 Explanation q i Standard I(A), Knowledge of the law, does not require that Parsons report legal violations to the s appropriate governmental or regulatory organizations, but such disclosures may be appropriate under u certain circumstances. m :