CFA考试资料答案R02.5 Standards III(B) and III(C) - Answers.pdf

Question #1 of 56 Question ID: 1212339 Janet Reilly has just approached Betty Miller, CFA, about purchasing 10,000 shares of Brookshire Co., a newly incorporated real estate development rm. Reilly is a retired schoolteacher living o the income from her late husbands life insurance policy. This investment will represent a signicant shift in her investment portfolio. Miller believes this trade is unsuitable with respect to Reillys investment policy statement. Consistent with the Standards, Miller should most appropriately: CFA/FRM studying materials,WeChat:musiq1237 7 3 A) follow her rm’s procedures for obtaining Reilly’s approval to carry out the unsolicited trade 2 1 q request. i s B) not accept the order, because it is not a suitable investment for Reilly. u m C) discuss with Reilly whether she wishes to update her investment policy statement. :