基于DEA和Malmquist指数法的高校科技创新效率评价——以陕西省为例.pdf

Creative Education Studies 创新教育研究, 2014, 2, 31-37 Published Online August 2014 in Hans. /journal/ces /10.12677/ces.2014.23006 Scientific and Technical Innovation Efficiency Analysis of Shaanxi Universities: A DEA-Malmquist Analysis Shiyang Wang, Jie Duan Human and Economic Institute, Northwestern Polytechnical University, Xi’an Email: 1252236065@ th th th Received: Jul. 18 , 2014; revised: Aug. 10 , 2014; accepted: Aug. 14 , 2014 Copyright © 2014 by authors and Hans Publishers Inc. This work is licensed under the Creative Commons Attribution International License (CC BY). /licenses/by/4.0/ Abstract This paper uses data envelopment analysis to examine the technical efficiency (TE) of universities in Shaanxi province in the period 2003-2012. It is concluded that the science and technology inno- vation performance of Shaanxi University is gradually increasing. We then use Malmquist index to distinguish between changes in relative efficiency brought about by movements towards or away from the efficiency frontier in a given year and shifts in this frontier over time. The analysis indi- cates that there is a substantial rise in TE and technology progress sore, and a relatively slower rise in technical efficiency, pure technical efficiency and scale efficiency. The rising TE scores are largely attributed to the gains in congestion efficiency, with pure technical efficiency and scale effi- ciency playing minor roles. Therefore, the primary task of Shaanxi University is system and man- agement innovation. Keywords DEA, University, Scientific and Technical Innovation, Innovation Efficiency 基于DEA和Malmquist指数法的高校科技创新 效率评价——以陕西省为例 王诗洋，段 婕