企业合规第三方监督评估机制研究_.pdf

ABSTRACT

Thereformofthecorporatecompliancesysteminvolvedincasesisthe

latestinitiativeoftheProcuratoratesystemtopromotereformofthebusiness

environment,andtheThird-partySupervisionandEvaluationMechanismisan

importantsupporttoensurethatcompliancewiththenon-prosecutioncanbe

realizedthroughstrictcontrolandgenerouslove.TheThird-party

SupervisionandEvaluationMechanismreferstothefactthatthe

Procuratoratewillentrusttheenterprisesinvolvedinthecasesthatmeet

certainapplicableconditionstotheThird-partySupervisionandEvaluation

OrganizationselectedbytheManagementCommitteeoftheThird-party

SupervisionandEvaluationMechanismtoinvestigate,evaluate,superviseand

inspectthecompliancecommitmentofenterprises,andtotaketheresultsof

theinspectionsasimportantreferencesfortheProcuratoratetodealwiththe

cases.Withthefullimplementationofcorporatecompliancereformoverthe

wholenation,theThird-partySupervisionandEvaluationMechanismhas

beengreatlydeveloped.WithregardtotheThird-partySupervisionand

EvaluationMechanismasanemergingthing,althoughthenationaswellas

variousregionshaveissuedregulationstoregulateit,therelevantnormsare

stilldefective,andthepracticaleffectsarealsodoubtful,makingitdifficultto

ensurethattheThird-partySupervisionandAssessmentMmechanismcan

playaneffectiverole,andtherelevantissuesareinurgentneedofin-depth

study.

Therefore,thearticleusesliteratureresearchmethod,comparative

analysismethodandcasestudymethodtodeeplyanalyzethecurrent

situationoftheThird-partySupervisionandEvaluationMechanisminthe

currentcorporatecompliancenon-prosecutionsysteminChina,andput

III

Mechanismintheinstitutionalpractice,andputsforwardrelevantsuggestions

onbalancingtheconflictofinterestbetweentheThird-partySupervision