法律尽职调查 – 初步文件清单(D Document Request List).doc

Legal Due Diligence – Preliminary Document Request List 法律尽职调查 – 初步文件清单 information requested hereunder include all amendments, revisions, supplements and appendices thereto; 本法律尽职调查清单所要求的信息包括相关信息的所有修订、修改、补充和附录等。 please provide the same information on the subsidiaries of the Company, if any; 请根据本法律尽职调查清单同样提供公司的下属子公司（如有）的信息； please try to provide all documents in one batch. 请尽可能一次提供所有文件。 Information 信息 Provided Herewith 现提供 To Be Provided 待提供 Not Applicable 不适用 1. Organization and Establishment / 组织机构和设立 1.1 Application documents submitted for the establishment of the Company 设立公司所提交的申请文件 ( ( ( 1.2 Approvals obtained for the establishment of the Company 设立公司所取得的相关批复 ( ( ( 1.3 Business registration documents (including all registration inspection chops) 公司注册文件（包括所有注册检验章） ( ( ( 1.4 Shareholders’ Agreement 股东协议 ( ( ( 1.5 Articles of Association 公司章程 ( ( ( 1.6 Capital verification reports issued by qualified accountants 注册会计师出具的验资报告 ( ( ( 1.7 Capital contribution certificates issued to shareholders 股东出资证明 ( ( ( 1.8 Equity chart showing all the shareholders, subsidiaries, branches and offices, up to the ultimate shareholders and controlling parties 体现公司所有股东、子公司、分支机构和办事处的股权结构图，要求披露至最终股东和实际控制人层面 ( ( ( 1.9 Business registration documents of all the shareholders, subsidiaries, branches and offices, up to the ultimate shareholders and controlling parties 公司所有股东、子公司、分支机构和办事处的注册文件，要求披露至最终股东和实际控制人层面 ( ( ( 1.10 All certificates, permits, licenses and approvals required for the operations of the Company 公司运营所需的所有证照、许可和批准文件 ( ( ( 1.11 All national and industry standards applicable to products and other operations of the Company 适用于公司产品和其它经营活动的国家和行业标准 ( ( ( 1.12 All equity, business and financial restructuring and rescue plans ever or pending for the Company 公司所有已完成或尚在进行中的股权、业务和财务重组和挽救计划 ( ( ( 1.13 All contracts, approvals, certificates and registrations and all other documents in connection with the purchase or transfer of any equity interest ever occurred or pe